Thomas L. Seavey - 12 Aug 2025 Form 4 Insider Report for HENNESSY ADVISORS INC (HNNA)

Role
Director
Signature
/s/ Teresa M. Nilsen, Attorney-in-Fact for Thomas L. Seavey
Issuer symbol
HNNA
Transactions as of
12 Aug 2025
Net transactions value
-$158,453
Form type
4
Filing time
14 Aug 2025, 18:31:31 UTC
Previous filing
20 Dec 2024
Next filing
18 Aug 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
SEAVEY THOMAS L Director 7250 REDWOOD BLVD, SUITE 200, NOVATO /s/ Teresa M. Nilsen, Attorney-in-Fact for Thomas L. Seavey 14 Aug 2025 0001165097

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HNNA Common Stock Sale $75,961 -7,000 -9.9% $10.85 63,429 12 Aug 2025 Direct F1
transaction HNNA Common Stock Sale $82,491 -7,704 -12% $10.71 55,725 13 Aug 2025 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price in Column 4 is a weighted average price. The prices actually ranged from $10.8500 to $10.9600. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
F2 The price in Column 4 is a weighted average price. The prices actually ranged from $10.6600 to $10.7700. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.