Luis Dussan - 24 Jul 2025 Form 4 Insider Report for AEye, Inc. (LIDR)

Role
Director
Signature
/s/ Siraj Husain by power of attorney previously filed
Issuer symbol
LIDR
Transactions as of
24 Jul 2025
Net transactions value
-$24,000
Form type
4
Filing time
25 Jul 2025, 16:24:06 UTC
Previous filing
07 Jan 2025
Next filing
25 Aug 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Dussan Luis Director 4670 WILLOW ROAD, SUITE 125, PLEASANTON /s/ Siraj Husain by power of attorney previously filed 25 Jul 2025 0001877925

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LIDR Common Stock Sale $12,000 -3,000 -1.2% $4.00* 238,832 24 Jul 2025 Luis Dussan Trust A U/A/D 5/18/2022 F1, F2
transaction LIDR Common Stock Sale $12,000 -3,000 -9.1% $4.00* 30,000 24 Jul 2025 Jennifer Dussan Trust A U/A/D 5/18/2022 F1, F3
holding LIDR Common Stock 12,402 24 Jul 2025 Luis Carlos Dussan Family Trust dated January 20, 2021 F4
holding LIDR Common Stock 3,493 24 Jul 2025 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2024.
F2 The Luis Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shared held by the Trust are beneficially owned by the Reporting Person, who is the Trustee.
F3 The Jennifer Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shares held by the Trust are beneficially owned by the spouse of the Reporting Person, and the Reporting Person is the Trustee.
F4 The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.