Giovanni Catino - 22 May 2025 Form 3 Insider Report for Loop Industries, Inc. (LOOP)

Role
Chief Revenue Officer
Signature
/s/ G. Catino
Issuer symbol
LOOP
Transactions as of
22 May 2025
Net transactions value
$0
Form type
3
Filing time
22 Jul 2025, 17:47:22 UTC
Next filing
25 Jul 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
CATINO GIOVANNI Chief Revenue Officer 480 FERNAND POITRAS, TERREBONNE, QUEBEC, CANADA /s/ G. Catino 22 Jul 2025 0002075379

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding LOOP Common Stock 379,455 22 May 2025 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding LOOP Stock options (right to buy) 22 May 2025 Common Stock 380,000 $5.25 Direct F2
holding LOOP Stock options (right to buy) 22 May 2025 Common Stock 324,000 $2.68 Direct F3
holding LOOP Stock options (right to buy) 22 May 2025 Common Stock 72,371 $2.89 Direct F4
holding LOOP Stock options (right to buy) 22 May 2025 Common Stock 200,000 $1.16 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of 329,031 shares of common stock and 50,424 restricted stock units ("RSU"), 10,084 of which vested on March 19, 2024, 10,084 of which vested on March 19, 2025, and 30,256 of which shall vest on March 19, 2026, provided that the Reporting Person continues to be employed by Loop Industries, Inc. (the "Company") through the applicable vesting date. Each RSU represents a contingent right to receive one share of the Company's common stock. The 20,168 vested RSUs are under a deferred settlement agreement.
F2 This option became fully vested and exercisable on August 28, 2021.
F3 This option became vested and exercisable as to 100,000 shares on November 28, 2022, 50,000 shares on November 28, 2023, and 50,000 shares on November 28, 2024. It will become vested and exercisable as to 50,000 shares on November 28, 2025, 50,000 shares on November 28, 2026, and 24,000 shares on November 28, 2027, provided that the Reporting Person continues to be employed by the Company through the applicable vesting date.
F4 The option became vested and exercisable as to 18,092 shares on March 7, 2025. The remaining 54,279 shares will vest and become exercisable ratably in equal tranches on March 7, 2026, March 7, 2027, and March 7, 2028, provided that the Reporting Person continues to be employed by the Company through the applicable vesting date.
F5 This option will vest and become exercisable ratably in equal tranches on April 4, 2026, April 4, 2027, and April 4, 2028, provided that the Reporting Person continues to be employed by the Company through the applicable vesting date.