Dunson K. Cheng - 27 Jun 2025 Form 4 Insider Report for CATHAY GENERAL BANCORP (CATY)

Role
Executive Chairman, Director
Signature
/s/ Georgia Lo, attorney-in-fact
Issuer symbol
CATY
Transactions as of
27 Jun 2025
Net transactions value
$0
Form type
4
Filing time
01 Jul 2025, 19:59:57 UTC
Previous filing
03 Apr 2025
Next filing
21 Nov 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
CHENG DUNSON K Executive Chairman, Director 777 NORTH BROADWAY, LOS ANGELES /s/ Georgia Lo, attorney-in-fact 01 Jul 2025 0001185628

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CATY Common Stock 384,577 27 Jun 2025 Husband & Wife Trust
holding CATY Common Stock 182,452 27 Jun 2025 Nonmarital Share Trust
holding CATY Common Stock 102,889 27 Jun 2025 By ESOP
holding CATY Common Stock 170,950 27 Jun 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CATY Restricted Stock Units Award +6,061 6,061 27 Jun 2025 Common Stock 6,061 Direct F1, F2
transaction CATY Restricted Stock Units Award +6,240 6,240 27 Jun 2025 Common Stock 6,240 Direct F1, F2
transaction CATY Restricted Stock Units Award +12,480 12,480 27 Jun 2025 Common Stock 12,480 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria.
F2 These restricted stock units are scheduled to vest in a single installment on December 31, 2027, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2026 or a change in control, with the number of units earned being based on the achievement of certain performance criteria.