Gary Fan - 05 Jun 2025 Form 4 Insider Report for RBB Bancorp (RBB)

Role
EVP/Chief Operations Officer
Signature
/s/ Gary Fan
Issuer symbol
RBB
Transactions as of
05 Jun 2025
Net transactions value
-$24,275
Form type
4
Filing time
06 Jun 2025, 18:41:47 UTC
Previous filing
03 Jun 2025
Next filing
24 Feb 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Fan Gary EVP/Chief Operations Officer 1055 WILSHIRE BLVD, SUITE 1200, LOS ANGELES /s/ Gary Fan 06 Jun 2025 0001957237

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RBB Common Stock, No Par Value Sale $24,275 -1,451 -100% $16.73 0 05 Jun 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RBB Restricted Stock Units Award $0 +4,356 $0.000000 4,356 08 May 2025 Common Stock 4,356 $0.000000 Direct F3, F6, F8
transaction RBB Performance Stock Units Award $0 +6,534 $0.000000 6,534 08 May 2025 Common Stock 6,534 $0.000000 Direct F3, F7, F8
holding RBB Options 18,000 05 Jun 2025 Stock Options 18,000 $21.17 Direct F1
holding RBB Restricted Stock Units 2,022 05 Jun 2025 Common Stock 2,022 $0.000000 Direct F2, F3, F8
holding RBB Restricted Stock Units 2,629 05 Jun 2025 Common Stock 2,629 $0.000000 Direct F3, F4, F8
holding RBB Performance Stock Units 5,916 05 Jun 2025 Common Stock 5,916 $0.000000 Direct F3, F5, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These options vest in five equal annual installments beginning one year after the 12/05/2022 date of grant.
F2 These restricted stock units vest in three equal installments beginning one year after 02/21/2024 date of grant.
F3 There will be no expiration date once restricted stock units vest.
F4 These restricted stock units vest in three equal installments beginning one year after 03/20/2024 date of grant.
F5 These performance stock units ("PSUs") will vest conditionally on the achievement of certain performance goals and an employment condition. The reported PSUs will vest at the expiration of a three-year period beginning on 03/20/2024 subject to the Reporting Person's satisfaction of the employment condition.
F6 These restricted stock units vest in three equal installments beginning one year after 05/08/2025 date of grant.
F7 Performance Stock Units ("PSUs") to vest conditionally on the achievement of certain performance goals and an employment condition. The PSUs are awarded at a target level and have the opportunity to vest at 150% of such target level; The reported PSUs represent the maximum award that may be achieved and ultimately vest. The reported PSUs will vest at the expiration of a three-year period beginning on 05/08/2025 subject to the Reporting Person's satisfaction of the employment condition.
F8 On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs and PSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs and PSUs will be settled in common stock.

Remarks:

A total of 1,451 shares sold for $16.73 on June 5, 2025.