Sabas D. Carrillo - 21 May 2025 Form 4 Insider Report for BLUM HOLDINGS, INC. (BLMH)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
/s/ Sabas Carrillo
Issuer symbol
BLMH
Transactions as of
21 May 2025
Net transactions value
+$513
Form type
4
Filing time
04 Jun 2025, 20:11:59 UTC
Previous filing
21 May 2025
Next filing
29 May 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Carrillo Sabas D Chief Executive Officer, Director, 10%+ Owner 11516 DOWNEY AVE, DOWNEY /s/ Sabas Carrillo 04 Jun 2025 0001876882

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BLMH Common Stock Purchase $77 +100 +0.11% $0.7700 91,797 21 May 2025 Direct F1
transaction BLMH Common Stock Purchase $168 +200 +0.22% $0.8400 91,997 21 May 2025 Direct F1
transaction BLMH Common Stock Purchase $134 +200 +0.22% $0.6700 92,197 30 May 2025 Direct F1
transaction BLMH Common Stock Purchase $134 +192 +0.21% $0.7000 92,389 30 May 2025 Direct F1
holding BLMH Common Stock 4,932,154 21 May 2025 Adnant, LLC F2
holding BLMH Series V Preferred Stock 3,571,429 21 May 2025 Adnant, LLC F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding BLMH Warrants to Purchase Common Stock 595,238 21 May 2025 Common Stock 595,238 $0.4600 Adnant, LLC F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Purchase of common stock on the open market pursuant to the Board approval.
F2 Reporting Person is the CEO and managing member of Adnant, LLC.
F3 Each share of Series V Preferred Stock is convertible at the option of the holder into 1/3 of a share of Common Stock at any time from and after the first anniversary of the issuance date. Each share of Series V Preferred Stock automatically converts into Common Stock on the fourth anniversary of the issuance date.