Brian Mitts - 03 Apr 2025 Form 4 Insider Report for NexPoint Real Estate Finance, Inc. (NREF)

Role
Director
Signature
/s/ Paul Richards, as attorney-in-fact for Brian Mitts
Issuer symbol
NREF
Transactions as of
03 Apr 2025
Net transactions value
-$47,916
Form type
4
Filing time
07 Apr 2025, 20:33:55 UTC
Previous filing
01 Apr 2025
Next filing
15 Apr 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NREF Common Stock Options Exercise +6,837 +8.7% 85,181 04 Apr 2025 Direct F1
transaction NREF Common Stock Tax liability $47,916 -3,372 -4% $14.21 81,809 04 Apr 2025 Direct
holding NREF Common Stock 95 03 Apr 2025 By Child.
holding NREF Common Stock 7,749 03 Apr 2025 By 401(k) plan.

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NREF Restricted Stock Units Award $0 +5,518 $0.000000 5,518 03 Apr 2025 Common Stock 5,518 Direct F1, F2
transaction NREF Restricted Stock Units Options Exercise $0 -6,837 -33% $0.000000 13,675 04 Apr 2025 Common Stock 6,837 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.
F2 On April 3, 2025, the reporting person was granted 5,518 restricted stock units. The restricted stock units vest on April 3, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
F3 On April 4, 2023, the reporting person was granted 27,349 restricted stock units. The restricted stock units vested one-fourth on April 4, 2024 and one-fourth on April 4, 2025 and will vest one-fourth on April 4, 2026 and one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Remarks:

Exhibit List: Exhibit 24 – Power of Attorney