Stephen J. Schmidt - 04 Feb 2025 Form 4 Insider Report for Waterstone Financial, Inc. (WSBF)

Role
Director
Signature
/s/ William F. Bruss, pursuant to power of attorney
Issuer symbol
WSBF
Transactions as of
04 Feb 2025
Net transactions value
-$32,489
Form type
4
Filing time
06 Feb 2025, 17:40:08 UTC
Previous filing
03 Feb 2025
Next filing
12 Feb 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WSBF Common Stock Options Exercise $27,986 +2,195 +3.1% $12.75 72,273 04 Feb 2025 Direct
transaction WSBF Common Stock Sale $30,212 -2,195 -3% $13.76 70,078 04 Feb 2025 Direct F1
transaction WSBF Common Stock Options Exercise $138,784 +10,885 +16% $12.75 80,963 05 Feb 2025 Direct
transaction WSBF Common Stock Sale $149,769 -10,885 -13% $13.76 70,078 05 Feb 2025 Direct F2
transaction WSBF Common Stock Options Exercise $39,487 +3,097 +4.4% $12.75 73,175 06 Feb 2025 Direct
transaction WSBF Common Stock Sale $42,590 -3,097 -4.2% $13.75 70,078 06 Feb 2025 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction WSBF Stock Options Options Exercise $2,195 20,193 04 Feb 2025 Common Stock 2,195 $12.75 Direct
transaction WSBF Stock Options Options Exercise $10,885 9,308 05 Feb 2025 Common Stock 10,885 $12.75 Direct
transaction WSBF Stock Options Options Exercise $3,095 6,211 06 Feb 2025 Common Stock 3,097 $12.75 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.75 to $13.795, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.75 to $13.80, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.75 to $13.76, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.