Powers Richard T. - 28 Jan 2025 Form 4 Insider Report for Esquire Financial Holdings, Inc. (ESQ)

Role
Director
Signature
/s/ Eric S. Bader, pursuant to power of attorney
Issuer symbol
ESQ
Transactions as of
28 Jan 2025
Net transactions value
+$39.48
Form type
4
Filing time
30 Jan 2025, 13:00:25 UTC
Previous filing
09 Dec 2024
Next filing
07 Feb 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ESQ Common Stock Options Exercise $28,875 +1,500 +2.5% $19.25 60,760 28 Jan 2025 Direct F1, F2, F3, F4, F5, F6
transaction ESQ Common Stock Tax liability $28,836 -336 -0.55% $85.82 60,424 28 Jan 2025 Direct F1, F2, F3, F4, F5, F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ESQ Stock Options Options Exercise $0 -1,500 -100% $0.000000 0 28 Jan 2025 Common Stock 1,500 $19.25 Direct F7
holding ESQ Stock Options 1,500 28 Jan 2025 Common Stock 1,500 $24.90 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.
F2 Includes shares of restricted stock which vest in three equal annual installments commencing on December 16, 2024.
F3 Includes shares of restricted stock which vest in three equal annual installments commencing on December 9, 2025.
F4 Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2026.
F5 Includes shares of restricted stock which vest in three equal annual installments commencing on December 3, 2027.
F6 Includes shares of restricted stock which vest in three equal annual installments commencing on December 15, 2027.
F7 Stock options are fully vested.