Key facts
- This page summarizes Robert J. Phillips's Form 4 filing for QUAINT OAK BANCORP INC (QNTO).
- 1 reported transaction and 2 derivative rows are listed below.
- Accepted by SEC: 24 Jan 2025, 14:00.
Robert J. Phillips - 16 Jan 2025 Form 4 Insider Report for QUAINT OAK BANCORP INC (QNTO)
- Reporting relationship
- Director
- Issuer ticker
- QNTO
- Reported as of
- 16 Jan 2025
- Net transaction value
- -$10.3
- SEC form
- 4
- Accepted by SEC
- 24 Jan 2025, 14:00:49 UTC
- Prior SEC filing
- 11 Sep 2023
- Next SEC filing
- 02 Jun 2025
- Source filing
- View source filing
- Reporting owner signature
- /s/ John J. Augustine as P.O.A. for Robert J. Phillips
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Filing notes and source
Key filing fact
Robert J. Phillips filed Form 4 for QUAINT OAK BANCORP INC (QNTO) on 24 Jan 2025.
Change
- Previous filing in this sequence was filed on 11 Sep 2023.
- Current net transaction value: -$10.3.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
QNTO
transaction
Common Stock
Sale
- Transaction value
- $10.3
- Shares
- -1
- Change %
- -0.07%
- Price
- $10.30
- Shares after
- 1,345
- Date
- 16 Jan 2025
- Ownership
- By IRA
- Footnotes
- F1, F2
QNTO
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 72,804
- Date
- 16 Jan 2025
- Ownership
- Direct
- Footnotes
- F3
QNTO
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 608
- Date
- 16 Jan 2025
- Ownership
- By Spouse in IRA
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
QNTO
holding
Derivative
Stock Option (Right to Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 4,115
- Date
- 16 Jan 2025
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 4,115
- Exercise price
- $13.30
- Footnotes
- F4
QNTO
holding
Derivative
Stock Option (Right to Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 5,000
- Date
- 16 Jan 2025
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 5,000
- Exercise price
- $18.00
- Footnotes
- F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
The sale reported in this Form 4 was effected by a third party investment manager to pay fees on the IRA account owned by the reporting person.
Footnote F2
Includes required minimum distribution of 55 shares since the last filed Form 4.
Footnote F3
Includes 800 shares granted pursuant to the Issuer's 2023 Stock Incentive Plan which reflect the unvested portions of a grant amount originally covering 1,000 shares that commenced vesting ratably over five years at 20% per year on May 10, 2024 and includes 67,404 shares held jointly with the reporting person's spouse which reflects the acquisition of 90 shares to satisfy required minimum distribution from the IRA account of the reporting person to the reporting person's joint account with his spouse since the last filed Form 4.
Footnote F4
The options vested at a rate of 20% per year commencing on May 9, 2019.
Footnote F5
The options are vesting at a rate of 20% per year commencing on May 10, 2024.