Ari P. Kornhaber - 15 Jan 2025 Form 4 Insider Report for Esquire Financial Holdings, Inc. (ESQ)

Role
EVP and Head of Corp Dev
Signature
/s/ Eric S. Bader, pursuant to power of attorney
Issuer symbol
ESQ
Transactions as of
15 Jan 2025
Net transactions value
+$2.28
Form type
4
Filing time
16 Jan 2025, 16:36:10 UTC
Previous filing
27 Feb 2025
Next filing
03 Feb 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ESQ Common Stock Options Exercise $225,000 +18,000 +17% $12.50 121,828 15 Jan 2025 Direct F1, F2, F3, F4, F5
transaction ESQ Common Stock Tax liability $224,998 -2,703 -2.2% $83.24 119,125 15 Jan 2025 Direct F1, F2, F3, F4, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ESQ Stock Options Options Exercise $0 -18,000 -62% $0.000000 11,125 15 Jan 2025 Common Stock 18,000 $12.50 Direct F6
holding ESQ Stock Options 7,500 15 Jan 2025 Common Stock 7,500 $12.50 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.
F2 Includes shares of restricted stock which vest in three equal annual installments commencing on December 16, 2024.
F3 Includes shares of restricted stock which vest in three equal annual installments commencing on December 9, 2025.
F4 Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2026.
F5 Includes shares of restricted stock which vest in three equal annual installments commencing on December 15, 2027.
F6 Stock options are fully vested.