| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | TPB | Common Stock | Tax liability | $152,774 | -2,542 | -2.5% | $60.10 | 100,250 | 31 Dec 2024 | Direct | F3, F4 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | TPB | Options | Award | $0 | +54,289 | $0.000000 | 54,289 | 11 Mar 2024 | Common Stock | 54,289 | $27.19 | Direct | F2 | |
| transaction | TPB | Options | Award | $0 | +77,519 | $0.000000 | 77,519 | 12 May 2023 | Common Stock | 77,519 | $20.71 | Direct | F1 |
| Id | Content |
|---|---|
| F1 | Options granted under the Turning Point Brands, Inc. 2021 Equity Incentive Plan. The options vest and become exercisable as to 25% of the underlying shares on the last day of each calendar quarter of the 2023 calendar year. |
| F2 | Options granted under the Turning Point Brands, Inc. 2021 Equity Incentive Plan. The options vest and become exercisable as to 25% of the underlying shares on the last day of each calendar quarter of the 2024 calendar year. |
| F3 | The reported transaction involves shares withheld for the payment of taxes related to restricted stock units that have vested on 12/31/2024. |
| F4 | The total reported in Column 5 includes 26,275 RSUs and 73,975 shares of Common Stock |