| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NWPX | Common Stock | Other | -21,394 | -16% | 110,133 | 06 Dec 2024 | Direct | F1 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | NWPX | Restricted Stock Units | 16,141 | 06 Dec 2024 | Common Stock | 16,141 | Direct | F2, F3 | ||||||
| holding | NWPX | Performance Shares | 48,424 | 06 Dec 2024 | Common Stock | 48,424 | Direct | F4, F5 |
| Id | Content |
|---|---|
| F1 | Shares were transferred as a non-sale transaction without monetary consideration pursuant to a domestic relations order in connection with a divorce settlement. The reporting person no longer has any pecuniary interest in these securities. |
| F2 | Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock. |
| F3 | The Restricted Stock Units vest in installments in January 2025, 2026 and 2027. |
| F4 | Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period. |
| F5 | The Performance Shares vest in installments in March of 2025, 2026 and 2027. |