Ari P. Kornhaber - Nov 6, 2024 Form 4 Insider Report for Esquire Financial Holdings, Inc. (ESQ)

Role
EVP and Head of Corp Dev
Signature
/s/ Eric S. Bader, pursuant to power of attorney
Stock symbol
ESQ
Transactions as of
Nov 6, 2024
Transactions value $
$65
Form type
4
Date filed
11/8/2024, 01:12 PM
Previous filing
Jul 30, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ESQ Common Stock Options Exercise $111K +8.89K +8.67% $12.50 111K Nov 6, 2024 Direct F1, F2, F3, F4, F5, F6
transaction ESQ Common Stock Tax liability -$111K -1.5K -1.35% $73.86 110K Nov 6, 2024 Direct F1, F2, F3, F4, F5, F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ESQ Stock Options Options Exercise $0 -8.89K -100% $0.00 0 Nov 6, 2024 Common Stock 8.89K $12.50 Direct F7
holding ESQ Stock Options 7.5K Nov 6, 2024 Common Stock 7.5K $12.50 Direct F7
holding ESQ Stock Options 29.1K Nov 6, 2024 Common Stock 29.1K $12.50 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes shares of restricted stock which vest in three equal annual installments commencing on December 10, 2022.
F2 Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.
F3 Includes shares of restricted stock which vest in three equal annual installments commencing on December 16, 2024.
F4 Includes shares of restricted stock which vest in three equal annual installments commencing on December 9, 2025.
F5 Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2026.
F6 Includes shares of restricted stock which vest in three equal annual installments commencing on December 15, 2027.
F7 Stock options are fully vested.