Robert B. Anderson - 28 Oct 2024 Form 4 Insider Report for USCB FINANCIAL HOLDINGS, INC. (USCB)

Role
Executive VP and CFO
Signature
/s/ Robert Anderson
Issuer symbol
USCB
Transactions as of
28 Oct 2024
Net transactions value
$0
Form type
4
Filing time
30 Oct 2024, 17:15:13 UTC
Previous filing
24 May 2024
Next filing
23 Jan 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction USCB Class A Voting Common Stock Award $0 +25,000 +29% $0.000000 112,204 28 Oct 2024 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding USCB Options to Purchase Class A Voting Common Stock 30,000 28 Oct 2024 Class A Voting Common Stock 30,000 $8.75 Direct F3
holding USCB Options to Purchase Class A Voting 60,000 28 Oct 2024 Class A Voting Common Stock 60,000 $12.05 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the grant of 25,000 shares of restricted stock which vest at a rate of one-third per year commencing on December 31, 2024.
F2 Includes 4,127 shares of restricted stock which vest at a rate of one-third per year commencing on January 22, 2025, and 5,367 shares of restricted stock which vest at a rate of one-third per year commencing on March 8, 2024.
F3 The options vested at a rate of one-third per year commencing on September 10, 2021.
F4 The options vest at a rate of one-third per year commencing on September 27, 2022.