Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | GUER | Restricted Stock Unit | Award | $0 | +16.7K | $0.00 | 16.7K | Oct 25, 2024 | Common Stock | 16.7K | Direct | F1, F4, F5 | ||
holding | GUER | Series A Convertible Preferred Stock | 7.21M | Oct 25, 2024 | Common Stock | 7.21M | $327.87 | See Footnotes. | F1, F2, F3 | |||||
holding | GUER | Common Stock Purchase Warrants | 2.89M | Oct 25, 2024 | Common Stock | 2.89M | $3.05 | See Footnotes. | F2, F3 |
Id | Content |
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F1 | The securities do not have any expiration date. |
F2 | The reported securities are directly held by NR-PRL Partners, LP, and may be deemed to be indirectly beneficially owned by NR-PRL Partners GP, LLC as the general partner of NR-PRL Partners, LP. The securities may also be deemed to be indirectly beneficially owned by the Reporting Person as a member of NR-PRL Partners GP, LLC. |
F3 | The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission of beneficial ownership of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
F4 | Each restricted stock unit represents a contingent right to receive one share of common stock upon vesting of the unit. |
F5 | The restricted stock units vest 100% on the earliest of (i) May 2, 2025, subject to the recipient's continued service as a Board member of the Company, (ii) the recipient's death, or (iii) the recipient's disability. |