Thomas B. Ellis - Oct 25, 2024 Form 4 Insider Report for Guerrilla RF, Inc. (GUER)

Role
Director, 10%+ Owner
Signature
/s/ Thomas B. Ellis
Stock symbol
GUER
Transactions as of
Oct 25, 2024
Transactions value $
$0
Form type
4
Date filed
10/28/2024, 03:50 PM
Previous filing
May 9, 2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GUER Restricted Stock Unit Award $0 +16.7K $0.00 16.7K Oct 25, 2024 Common Stock 16.7K Direct F1, F4, F5
holding GUER Series A Convertible Preferred Stock 7.21M Oct 25, 2024 Common Stock 7.21M $327.87 See Footnotes. F1, F2, F3
holding GUER Common Stock Purchase Warrants 2.89M Oct 25, 2024 Common Stock 2.89M $3.05 See Footnotes. F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The securities do not have any expiration date.
F2 The reported securities are directly held by NR-PRL Partners, LP, and may be deemed to be indirectly beneficially owned by NR-PRL Partners GP, LLC as the general partner of NR-PRL Partners, LP. The securities may also be deemed to be indirectly beneficially owned by the Reporting Person as a member of NR-PRL Partners GP, LLC.
F3 The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission of beneficial ownership of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
F4 Each restricted stock unit represents a contingent right to receive one share of common stock upon vesting of the unit.
F5 The restricted stock units vest 100% on the earliest of (i) May 2, 2025, subject to the recipient's continued service as a Board member of the Company, (ii) the recipient's death, or (iii) the recipient's disability.