Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | NGVC | Common Stock | Options Exercise | $0 | +25K | +55.31% | $0.00 | 70.2K | Sep 30, 2024 | Direct | F1 |
transaction | NGVC | Common Stock | Tax liability | -$201K | -7.19K | -10.24% | $27.93 | 63K | Sep 30, 2024 | Direct | F2 |
transaction | NGVC | Common Stock | Options Exercise | $0 | +3.52K | +5.59% | $0.00 | 66.5K | Oct 1, 2024 | Direct | F3 |
transaction | NGVC | Common Stock | Tax liability | -$40.5K | -1.36K | -2.05% | $29.69 | 65.2K | Oct 1, 2024 | Direct | F2 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | NGVC | Restricted Stock Units | Options Exercise | $0 | -25K | -29.37% | $0.00 | 60.1K | Sep 30, 2024 | Common Stock | 25K | $0.00 | Direct | F4 |
transaction | NGVC | Restricted Stock Units | Options Exercise | $0 | -3.52K | -5.85% | $0.00 | 56.6K | Oct 1, 2024 | Common Stock | 3.52K | $0.00 | Direct | F4, F5 |
Id | Content |
---|---|
F1 | Represents shares of NGVC common stock issued to the reporting person upon the vesting of 25,000 restricted stock units ("RSUs") on September 30, 2024, where each RSU represented the economic equivalent of one share of NGVC common stock. |
F2 | Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this line were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of the RSUs. |
F3 | Represents shares of NGVC common stock issued to the reporting person upon the vesting of 3,520 RSUs on October 1, 2024, where each RSU represented the economic equivalent of one share of NGVC common stock. |
F4 | Each RSU represents a contingent right to receive one share of NGVC common stock. |
F5 | Includes: (a) 1,920 RSUs vesting on October 1, 2025; (b) 31,876 RSUs vesting on December 31, 2024; (c) 11,407 RSUs vesting on August 15, 2025; and (d) 11,406 RSUs vesting on August 15, 2026. |