Mitchell E. Levinson - 24 Sep 2024 Form 4 Insider Report for PULSE BIOSCIENCES, INC. (PLSE)

Reporting relationship: Chief Strategy Officer
Issuer ticker: PLSE
Reported as of: 24 Sep 2024
Net transaction value: +$57,266
SEC form: 4
Accepted by SEC: 30 Sep 2024, 19:38:28 UTC
Prior SEC filing: 08 Jul 2024
Source filing: View source filing
Reporting owner signature: /s/ Kenneth B. Stratton, as Attorney-in-Fact

Key filing fact

Mitchell E. Levinson filed Form 4 for PULSE BIOSCIENCES, INC. (PLSE) on 30 Sep 2024.

Key facts

This page summarizes Mitchell E. Levinson's Form 4 filing for PULSE BIOSCIENCES, INC. (PLSE).
15 reported transactions and 10 derivative rows are listed below.
Accepted by SEC: 30 Sep 2024, 19:38.

Change

Previous filing in this sequence was filed on 08 Jul 2024.
Current net transaction value: +$57,266.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

PLSE transaction

Common Stock

Exercise of in-the-money or at-the-money derivative security

Transaction value: $33,000
Shares: +3,000
Change %: +3.3%
Price: $11.00
Shares after: 93,880
Date: 24 Sep 2024
Ownership: Direct
Footnotes: F1, F2

PLSE transaction

Common Stock

Exercise of in-the-money or at-the-money derivative security

Transaction value: $13,640
Shares: +1,240
Change %: +6.2%
Price: $11.00
Shares after: 21,240
Date: 24 Sep 2024
Ownership: Spouse
Footnotes: F1, F2

PLSE transaction

Common Stock

Exercise of in-the-money or at-the-money derivative security

Transaction value: $3,542
Shares: +322
Change %: +4%
Price: $11.00
Shares after: 8,321
Date: 24 Sep 2024
Ownership: Immediate Family Member 1
Footnotes: F1, F2

PLSE transaction

Common Stock

Exercise of in-the-money or at-the-money derivative security

Transaction value: $3,542
Shares: +322
Change %: +4%
Price: $11.00
Shares after: 8,421
Date: 24 Sep 2024
Ownership: Immediate Family Member 2
Footnotes: F1, F2

PLSE transaction

Common Stock

Exercise of in-the-money or at-the-money derivative security

Transaction value: $3,542
Shares: +322
Change %: +3.9%
Price: $11.00
Shares after: 8,521
Date: 24 Sep 2024
Ownership: Immediate Family Member 3
Footnotes: F1, F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

PLSE transaction Derivative

Warrant (right to buy)

Exercise of in-the-money or at-the-money derivative security

Transaction value
Shares: -1,500
Change %: -100%
Price
Shares after: 0
Date: 24 Sep 2024
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 1,500
Exercise price: $11.00
Footnotes: F1, F2

PLSE transaction Derivative

Warrant (right to buy)

Exercise of in-the-money or at-the-money derivative security

Transaction value
Shares: -1,500
Change %: -100%
Price
Shares after: 0
Date: 24 Sep 2024
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 1,500
Exercise price: $11.00
Footnotes: F1, F2

PLSE transaction Derivative

Warrant (right to buy)

Exercise of in-the-money or at-the-money derivative security

Transaction value
Shares: -620
Change %: -100%
Price
Shares after: 1
Date: 24 Sep 2024
Ownership: Spouse
Underlying class: Common Stock
Underlying amount: 620
Exercise price: $11.00
Footnotes: F1, F2

PLSE transaction Derivative

Warrant (right to buy)

Exercise of in-the-money or at-the-money derivative security

Transaction value
Shares: -620
Change %: -100%
Price
Shares after: 1
Date: 24 Sep 2024
Ownership: Spouse
Underlying class: Common Stock
Underlying amount: 620
Exercise price: $11.00
Footnotes: F1, F2

PLSE transaction Derivative

Warrant (right to buy)

Exercise of in-the-money or at-the-money derivative security

Transaction value
Shares: -161
Change %: -100%
Price
Shares after: 0
Date: 24 Sep 2024
Ownership: Immediate Family Member 1
Underlying class: Common Stock
Underlying amount: 161
Exercise price: $11.00
Footnotes: F1, F2

PLSE transaction Derivative

Warrant (right to buy)

Exercise of in-the-money or at-the-money derivative security

Transaction value
Shares: -161
Change %: -100%
Price
Shares after: 0
Date: 24 Sep 2024
Ownership: Immediate Family Member 1
Underlying class: Common Stock
Underlying amount: 161
Exercise price: $11.00
Footnotes: F1, F2

PLSE transaction Derivative

Warrant (right to buy)

Exercise of in-the-money or at-the-money derivative security

Transaction value
Shares: -161
Change %: -100%
Price
Shares after: 0
Date: 24 Sep 2024
Ownership: Immediate Family Member 2
Underlying class: Common Stock
Underlying amount: 161
Exercise price: $11.00
Footnotes: F1, F2

PLSE transaction Derivative

Warrant (right to buy)

Exercise of in-the-money or at-the-money derivative security

Transaction value
Shares: -161
Change %: -100%
Price
Shares after: 0
Date: 24 Sep 2024
Ownership: Immediate Family Member 2
Underlying class: Common Stock
Underlying amount: 161
Exercise price: $11.00
Footnotes: F1, F2

PLSE transaction Derivative

Warrant (right to buy)

Exercise of in-the-money or at-the-money derivative security

Transaction value
Shares: -161
Change %: -100%
Price
Shares after: 0
Date: 24 Sep 2024
Ownership: Immediate Family Member 3
Underlying class: Common Stock
Underlying amount: 161
Exercise price: $11.00
Footnotes: F1, F2

PLSE transaction Derivative

Warrant (right to buy)

Exercise of in-the-money or at-the-money derivative security

Transaction value
Shares: -161
Change %: -100%
Price
Shares after: 0
Date: 24 Sep 2024
Ownership: Immediate Family Member 3
Underlying class: Common Stock
Underlying amount: 161
Exercise price: $11.00
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

Footnote F2

Pursuant to the terms of the Rights Offering, the Reporting Person purchased units at a price of $10.00 per unit, with each unit consisting of one share of common stock and two warrants each to purchase one half share of common stock at an exercise price of $11.00 per whole share. The warrants differ only in their redemption provisions.

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