Kevin C. Waterhouse - Sep 20, 2024 Form 4 Insider Report for Esquire Financial Holdings, Inc. (ESQ)

Role
Director
Signature
/s/ Eric Bader, pursuant to power of attorney
Stock symbol
ESQ
Transactions as of
Sep 20, 2024
Transactions value $
$178,652
Form type
4
Date filed
9/23/2024, 05:57 PM
Previous filing
Dec 19, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ESQ Common Stock Options Exercise $31.3K +2.5K +3.15% $12.50 81.9K Sep 20, 2024 Direct F1, F2, F3
transaction ESQ Common Stock Options Exercise $28.9K +1.5K +1.83% $19.25 83.4K Sep 20, 2024 Direct F1, F2, F3
transaction ESQ Common Stock Options Exercise $49.8K +2K +2.4% $24.90 85.4K Sep 20, 2024 Direct F1, F2, F3
transaction ESQ Common Stock Options Exercise $41.7K +2K +2.34% $20.85 87.4K Sep 20, 2024 Direct F1, F2, F3
transaction ESQ Common Stock Options Exercise $36.2K +1.17K +1.33% $31.04 88.6K Sep 20, 2024 Direct F1, F2, F3
holding ESQ Common Stock 48K Sep 20, 2024 As trustee for trusts
holding ESQ Common Stock 12K Sep 20, 2024 As custodian for children

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ESQ Stock Options Options Exercise -$2.5K 0 Sep 20, 2024 Common Stock 2.5K $12.50 Direct F4
transaction ESQ Stock Options Options Exercise -$1.5K 0 Sep 20, 2024 Common Stock 1.5K $19.25 Direct F4
transaction ESQ Stock Options Options Exercise -$2K 0 Sep 20, 2024 Common Stock 2K $24.90 Direct F4
transaction ESQ Stock Options Options Exercise -$2K 0 Sep 20, 2024 Common Stock 2K $20.85 Direct F4
transaction ESQ Stock Options Options Exercise -$1.17K 584 Sep 20, 2024 Common Stock 1.17K $31.04 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.
F2 Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2026.
F3 Includes shares of restricted stock which vest in three equal annual installments commencing on December 15, 2027.
F4 Stock options are fully vested.
F5 Stock options vest in three equal annual installments commencing on December 9, 2022.