Kevin C. Waterhouse - 20 Sep 2024 Form 4 Insider Report for Esquire Financial Holdings, Inc. (ESQ)

Role
Director
Signature
/s/ Eric Bader, pursuant to power of attorney
Issuer symbol
ESQ
Transactions as of
20 Sep 2024
Net transactions value
+$178,652
Form type
4
Filing time
23 Sep 2024, 17:57:29 UTC
Previous filing
19 Dec 2023
Next filing
04 Dec 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ESQ Common Stock Options Exercise $31,250 +2,500 +3.1% $12.50 81,906 20 Sep 2024 Direct F1, F2, F3
transaction ESQ Common Stock Options Exercise $28,875 +1,500 +1.8% $19.25 83,406 20 Sep 2024 Direct F1, F2, F3
transaction ESQ Common Stock Options Exercise $49,800 +2,000 +2.4% $24.90 85,406 20 Sep 2024 Direct F1, F2, F3
transaction ESQ Common Stock Options Exercise $41,700 +2,000 +2.3% $20.85 87,406 20 Sep 2024 Direct F1, F2, F3
transaction ESQ Common Stock Options Exercise $36,193 +1,166 +1.3% $31.04 88,572 20 Sep 2024 Direct F1, F2, F3
holding ESQ Common Stock 48,000 20 Sep 2024 As trustee for trusts
holding ESQ Common Stock 12,000 20 Sep 2024 As custodian for children

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ESQ Stock Options Options Exercise $2,500 0 20 Sep 2024 Common Stock 2,500 $12.50 Direct F4
transaction ESQ Stock Options Options Exercise $1,500 0 20 Sep 2024 Common Stock 1,500 $19.25 Direct F4
transaction ESQ Stock Options Options Exercise $2,000 0 20 Sep 2024 Common Stock 2,000 $24.90 Direct F4
transaction ESQ Stock Options Options Exercise $2,000 0 20 Sep 2024 Common Stock 2,000 $20.85 Direct F4
transaction ESQ Stock Options Options Exercise $1,166 584 20 Sep 2024 Common Stock 1,166 $31.04 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.
F2 Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2026.
F3 Includes shares of restricted stock which vest in three equal annual installments commencing on December 15, 2027.
F4 Stock options are fully vested.
F5 Stock options vest in three equal annual installments commencing on December 9, 2022.