Neil J. Hennessy - Sep 18, 2024 Form 4 Insider Report for HENNESSY ADVISORS INC (HNNA)

Role
CEO, Director, 10%+ Owner
Signature
/s/ Teresa Nilsen, Attorney-in-Fact for Neil J. Hennessy
Stock symbol
HNNA
Transactions as of
Sep 18, 2024
Transactions value $
-$86,861
Form type
4
Date filed
9/19/2024, 04:35 PM
Previous filing
Dec 26, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HNNA Common Stock Award $0 +19.7K +0.96% $0.00 2.07M Sep 18, 2024 By Trust F1
transaction HNNA Common Stock Tax liability -$86.9K -8.48K -0.41% $10.24 2.06M Sep 18, 2024 By Trust
holding HNNA Common Stock 5.06K Sep 18, 2024 Direct
holding HNNA Common Stock 25.1K Sep 18, 2024 By Spouse's IRA
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 19,700 shares of underlying stock units that will vest 25% per year beginning on September 18, 2025.