Daniel B. Steadman - Sep 18, 2024 Form 4 Insider Report for HENNESSY ADVISORS INC (HNNA)

Role
Executive VP, Advisory Committee Member
Signature
/s/ Teresa M. Nilsen, Attorney-in-Fact for Daniel B. Steadman
Stock symbol
HNNA
Transactions as of
Sep 18, 2024
Transactions value $
-$28,959
Form type
4
Date filed
9/19/2024, 04:28 PM
Previous filing
Dec 18, 2023
Next filing
Sep 24, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HNNA Common Stock Award $0 +9.4K +19.37% $0.00 57.9K Sep 18, 2024 Direct F1
transaction HNNA Common Stock Tax liability -$29K -2.83K -4.88% $10.24 55.1K Sep 18, 2024 Direct
holding HNNA Common Stock 1.5K Sep 18, 2024 By Child
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 9,400 shares of underlying stock units that will vest 25% per year beginning on September 18, 2025.