Paul Richards - Aug 26, 2024 Form 3 Insider Report for VINEBROOK HOMES TRUST, INC. (NA)

Role
Officer
Signature
/s/ Paul Richards
Stock symbol
NA
Transactions as of
Aug 26, 2024
Transactions value $
$0
Form type
3
Date filed
8/29/2024, 06:03 PM

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding NA Common Stock 5.42K Aug 26, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NA Restricted Stock Units Aug 26, 2024 Common Stock 7.09K Direct F1, F2
holding NA Restricted Stock Units Aug 26, 2024 Common Stock 8.55K Direct F2, F3
holding NA Restricted Stock Units Aug 26, 2024 Common Stock 10.4K Direct F2, F4
holding NA Restricted Stock Units Aug 26, 2024 Common Stock 10.9K Direct F2, F5
holding NA Restricted Stock Units Aug 26, 2024 Common Stock 13.6K Direct F2, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On May 11, 2020, the reporting person was granted 14,188 restricted stock units. The restricted stock units vested one-eighth on May 11, 2021, one-eighth on May 11, 2022, one-eighth on May 11, 2023 and May 11, 2024 and the remaining half of the restricted stock units will vest upon the initial public offering of VineBrook Homes Trust, Inc. ("VineBrook"). Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
F2 Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook.
F3 On February 15, 2021, the reporting person was granted 13,676 restricted stock units. The restricted stock units vested one-eighth on February 15, 2022, one-eighth on February 15, 2023 and one-eighth on February 15, 2024 and will vest one-eighth on February 15, 2025; the remaining half of the restricted stock units will vest upon the initial public offering of VineBrook. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
F4 On February 17, 2022, the reporting person was granted 13,853 restricted stock units. The restricted stock units vested one-eighth on February 17, 2023 and one-eighth on February 17, 2024 and will vest one-eighth on February 17, 2025 and one-eighth on February 17, 2026; the remaining half of the restricted stock units will vest upon the date of the successful completion of an initial public offering of VineBrook. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
F5 On April 11, 2023, the reporting person was granted 12,492 restricted stock units, which vested one-eighth on April 11, 2024 and will vest one-eighth on April 11, 2025, one-eighth on April 11, 2026 and one-eighth on April 11, 2027; the remaining half of the restricted stock units will vest upon the date of the successful completion of an initial public offering of VineBrook. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
F6 On April 3, 2024, the reporting person was granted 13,571 restricted stock units, which will vest one-eighth on April 3, 2025, one-eighth on April 3, 2026, one-eighth on April 3, 2027, and one-eighth on April 3, 2028; the remaining half of the restricted stock units will vest upon the date of the closing of the initial public offering of VineBrook or the listing of VineBrook common stock on a national securities exchange. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Remarks:

Chief Financial Officer, Assistant Secretary and Treasurer Exhibit List: Exhibit 24 – Power of Attorney