NR-PRL Partners, LP - 05 Aug 2024 Form 3 Insider Report for Guerrilla RF, Inc. (GUER)

Role
10%+ Owner
Signature
/s/ NR-PRL Partners, LP, By: NR-PRL Partners GP, LLC, By: /s/ Thomas B. Ellis, Managing Member
Issuer symbol
GUER
Transactions as of
05 Aug 2024
Net transactions value
$0
Form type
3
Filing time
12 Aug 2024, 17:02:16 UTC
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding GUER Series A Convertible Preferred Stock 05 Aug 2024 Common Stock 7,213,115 $327.87 Direct F1, F3
holding GUER Common Stock Purchase Warrants 05 Aug 2024 Common Stock 2,885,246 $3.05 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The securities do not have any expiration date.
F2 The reported warrants are currently exercisable, and they expire on August 5, 2030.
F3 The reported securities are directly held by NR-PRL Partners, LP, and may be deemed to be indirectly beneficially owned by NR-PRL Partners GP, LLC as the general partner of NR-PRL Partners, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of NR-PRL Partners GP, LLC.

Remarks:

Each of NR-PRL Partners, LP and NR-PRL Partners, LLC may be deemed to be a director by deputization for purposes of Section 16 under the Securities and Exchange Act of 1934, as amended, by virtue of the fact that Thomas B. Ellis and Todd B. Hammer, the members of NR-PRL Partners GP, LLC, currently serve on the board of directors of the issuer.