Steven Bregman - 01 Aug 2024 Form 3 Insider Report for Horizon Kinetics Holding Corp (HKHC)

Role
President, Director, 10%+ Owner
Signature
/s/ Jay Kesslen, attorney-in-fact
Issuer symbol
HKHC
Transactions as of
01 Aug 2024
Net transactions value
$0
Form type
3
Filing time
12 Aug 2024, 16:00:48 UTC
Previous filing
04 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding SLGDD Common Stock 248,197 01 Aug 2024 Direct F1
holding SLGDD Common Stock 8,216,437 01 Aug 2024 Horizon Common Inc. F2
holding SLGDD Common Stock 823,863 01 Aug 2024 FRMO Corp. F3
holding SLGDD Common Stock 6,900 01 Aug 2024 Kinetics Institutional Partners LP F4
holding SLGDD Common Stock 5,810 01 Aug 2024 Kinetics Partners LP F4
holding SLGDD Common Stock 951 01 Aug 2024 Horizon kinetics Asset Management LLC F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Mr. Bregman received 248,197 shares on August 1, 2024 in connection with the merger between Horizon Kinetics LLC and Scott's Liquid Gold-Inc. (SLGDD). The shares are not currently available for trading.
F2 8,214,337 of the 8,216,437 shares reported were received on August 1, 2024 in connection with the merger between Horizon Kinetics LLC and Scott's Liquid Gold-Inc. (SLGDD) and are not currently available for trading. Mr. Bregman owns approximately 20% of the shares reported and disclaims beneficial ownership over the remaining shares.
F3 The shares were received on August 1, 2024 in connection with the merger between Horizon Kinetics LLC and Scott's Liquid Gold-Inc. (SLGDD) and are not currently available for trading. Mr. Bregman owns approximately 15% of the shares reported and disclaims beneficial ownership over the remaining shares.
F4 Mr. Bregman disclaims beneficial ownership except to the extent of his pecuniary interest.