Laura Lee Stewart - Aug 7, 2024 Form 4 Insider Report for Sound Financial Bancorp, Inc. (SFBC)

Role: President and CEO, Director
Signature: /s/ Laura Lee Stewart
Stock symbol: SFBC
Transactions as of: Aug 7, 2024
Transactions value $: -$12
Form type: 4
Date filed: 8/9/2024, 02:55 PM
Previous filing: Jan 30, 2024
Next filing: Aug 19, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SFBC	Common Stock	Options Exercise	$218K	+11.9K	+20.96%	$18.36	68.5K	Aug 7, 2024	Direct
transaction	SFBC	Common Stock	Tax liability	-$218K	-5.05K	-7.38%	$43.11	63.4K	Aug 7, 2024	Direct
holding	SFBC	Common Stock						14.4K	Aug 7, 2024	By ESOP	F4
holding	SFBC	Common Stock						18K	Aug 7, 2024	By 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SFBC	Stock Option (Right to Buy)	Options Exercise	$0	-11.9K	-100%	$0.00^*	0	Aug 7, 2024	Common Stock	11.9K	$18.36	Direct	F1
holding	SFBC	Stock Option (Right to Buy)						250	Aug 7, 2024	Common Stock	250	$33.50	Direct	F1
holding	SFBC	Stock Option (Right to Buy)						120	Aug 7, 2024	Common Stock	120	$36.26	Direct	F1
holding	SFBC	Stock Option (Right to Buy)						300	Aug 7, 2024	Common Stock	300	$32.46	Direct	F1
holding	SFBC	Stock Option (Right to Buy)						1.8K	Aug 7, 2024	Common Stock	1.8K	$40.13	Direct	F2
holding	SFBC	Stock Option (Right to Buy)						259	Aug 7, 2024	Common Stock	259	$39.89	Direct	F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Options are fully exercisable.
F2	Options vest in three equal annual installments beginning on January 27, 2023.
F3	Options vest in three equal annual installments beginning on January 26, 2025.
F4	Reflects additional shares allocated to the reporting person under the Sound Financial Bancorp, Inc. Employee Stock Ownership Plan since the reporting person's last report.