Laura Lee Stewart - 07 Aug 2024 Form 4 Insider Report for Sound Financial Bancorp, Inc. (SFBC)

Role
President and CEO, Director
Signature
/s/ Laura Lee Stewart
Issuer symbol
SFBC
Transactions as of
07 Aug 2024
Net transactions value
-$11.79
Form type
4
Filing time
09 Aug 2024, 14:55:05 UTC
Previous filing
30 Jan 2024
Next filing
23 Jan 2026
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SFBC Common Stock Options Exercise $217,823 +11,864 +21% $18.36 68,455 07 Aug 2024 Direct
transaction SFBC Common Stock Tax liability $217,835 -5,053 -7.4% $43.11 63,402 07 Aug 2024 Direct
holding SFBC Common Stock 14,409 07 Aug 2024 By ESOP F4
holding SFBC Common Stock 18,034 07 Aug 2024 By 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SFBC Stock Option (Right to Buy) Options Exercise $0 -11,864 -100% $0.000000* 0 07 Aug 2024 Common Stock 11,864 $18.36 Direct F1
holding SFBC Stock Option (Right to Buy) 250 07 Aug 2024 Common Stock 250 $33.50 Direct F1
holding SFBC Stock Option (Right to Buy) 120 07 Aug 2024 Common Stock 120 $36.26 Direct F1
holding SFBC Stock Option (Right to Buy) 300 07 Aug 2024 Common Stock 300 $32.46 Direct F1
holding SFBC Stock Option (Right to Buy) 1,800 07 Aug 2024 Common Stock 1,800 $40.13 Direct F2
holding SFBC Stock Option (Right to Buy) 259 07 Aug 2024 Common Stock 259 $39.89 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options are fully exercisable.
F2 Options vest in three equal annual installments beginning on January 27, 2023.
F3 Options vest in three equal annual installments beginning on January 26, 2025.
F4 Reflects additional shares allocated to the reporting person under the Sound Financial Bancorp, Inc. Employee Stock Ownership Plan since the reporting person's last report.