Andrew C. Sagliocca - 26 Jul 2024 Form 4 Insider Report for Esquire Financial Holdings, Inc. (ESQ)

Role
Vice Chairman, President & CEO, Director
Signature
/s/ Eric S. Bader, pursuant to power of attorney
Issuer symbol
ESQ
Transactions as of
26 Jul 2024
Net transactions value
-$4.4
Form type
4
Filing time
30 Jul 2024, 09:56:37 UTC
Previous filing
25 Jan 2024
Next filing
08 Nov 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ESQ Common Stock Options Exercise $125,000 +10,000 +4.3% $12.50 244,446 26 Jul 2024 Direct F1, F2, F3, F4, F5, F6
transaction ESQ Common Stock Tax liability $125,004 -2,108 -0.86% $59.30 242,338 26 Jul 2024 Direct F1, F2, F3, F4, F5, F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ESQ Stock Options Options Exercise $0 -10,000 -100% $0.000000* 0 26 Jul 2024 Common Stock 10,000 $12.50 Direct F7
holding ESQ Stock Options 26,677 26 Jul 2024 Common Stock 26,677 $12.50 Direct F7
holding ESQ Stock Options 58,250 26 Jul 2024 Common Stock 58,250 $12.50 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes shares of restricted stock which vest in three equal annual installments commencing on December 10, 2022.
F2 Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.
F3 Includes shares of restricted stock which vest in three equal annual installments commencing on December 16, 2024.
F4 Includes shares of restricted stock which vest in three equal annual installments commencing on December 9, 2025.
F5 Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2026.
F6 Includes shares of restricted stock which vest in three equal annual installments commencing on December 15, 2027.
F7 Stock options are fully vested.