Key facts
- This page summarizes Johnny C. Lee's Form 4 filing for RBB Bancorp (RBB).
- 3 reported transactions and 4 derivative rows are listed below.
- Accepted by SEC: 24 Jul 2024, 16:39.
Johnny C. Lee - 22 Jul 2024 Form 4 Insider Report for RBB Bancorp (RBB)
- Reporting relationship
- Pres / Chief Banking Officer
- Issuer ticker
- RBB
- Reported as of
- 22 Jul 2024
- Net transaction value
- +$79,087
- SEC form
- 4
- Accepted by SEC
- 24 Jul 2024, 16:39:34 UTC
- Prior SEC filing
- 22 Mar 2024
- Next SEC filing
- 25 Feb 2025
- Source filing
- View source filing
- Reporting owner signature
- /s/ Johnny Lee
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Filing notes and source
Key filing fact
Johnny C. Lee filed Form 4 for RBB Bancorp (RBB) on 24 Jul 2024.
Change
- Previous filing in this sequence was filed on 22 Mar 2024.
- Current net transaction value: +$79,087.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
RBB
transaction
Common Stock, No Par Value
Options Exercise
- Transaction value
- $122,980
- Shares
- +5,500
- Change %
- Price
- $22.36
- Shares after
- 5,500
- Date
- 22 Jul 2024
- Ownership
- Direct
RBB
transaction
Common Stock, No Par Value
Tax liability
- Transaction value
- $43,893
- Shares
- -1,963
- Change %
- -36%
- Price
- $22.36
- Shares after
- 3,537
- Date
- 22 Jul 2024
- Ownership
- Direct
RBB
holding
Common Stock, No Par Value
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 0
- Date
- 22 Jul 2024
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
RBB
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -5,500
- Change %
- -33%
- Price
- $0.000000
- Shares after
- 11,000
- Date
- 22 Jul 2024
- Ownership
- Direct
- Underlying class
- Restricted Stock Units
- Underlying amount
- 16,500
- Exercise price
- $0.000000
- Footnotes
- F1, F2
RBB
holding
Derivative
Restricted Stock Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 3,294
- Date
- 22 Jul 2024
- Ownership
- Direct
- Underlying class
- Restricted Stock Units
- Underlying amount
- 3,294
- Exercise price
- $0.000000
- Footnotes
- F2, F3
RBB
holding
Derivative
Restricted Stock Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 8,221
- Date
- 22 Jul 2024
- Ownership
- Direct
- Underlying class
- Restricted Stock Units
- Underlying amount
- 8,221
- Exercise price
- $0.000000
- Footnotes
- F2, F4
RBB
holding
Derivative
Performance Stock Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 12,332
- Date
- 22 Jul 2024
- Ownership
- Direct
- Underlying class
- Performance Stock Units
- Underlying amount
- 12,332
- Exercise price
- $0.000000
- Footnotes
- F2, F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
These restricted stock units vest in three equal annual installments beginning one year after the 07/20/2023 date of grant.
Footnote F2
There will be no expiration date once restricted stock units vest.
Footnote F3
These restricted stock units vest in three equal annual installments beginning one year after the 02/21/2024 date of grant.
Footnote F4
These restricted stock units vest in three equal annual installments beginning one year after the 03/20/2024 date of grant.
Footnote F5
These performance stock units ("PSUs") will vest conditionally on the achievement of certain performance goals and an employment condition. The reported PSUs will vest at the expiration of a three-year period beginning on 03/20/2024 subject to the Reporting Person's satisfaction of the employment condition.
SEC remarks
Johnny Lee was granted 16,500 RSU's on 7/20/2023 to vest over three yearly installments. First vesting of 5,500 issued on 7/22/2024 (first business day after vesting date)