Ryan Schulke - Jul 9, 2024 Form 4 Insider Report for Fluent, Inc. (FLNT)

Role
Chief Strategy Officer, Director, 10%+ Owner
Signature
/s/ Ryan Schulke
Stock symbol
FLNT
Transactions as of
Jul 9, 2024
Transactions value $
$872
Form type
4
Date filed
7/11/2024, 12:40 PM
Previous filing
Jun 18, 2024
Next filing
Aug 21, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FLNT Common Stock Options Exercise $872 +1.74M +145.57% $0.00* 2.94M Jul 9, 2024 Direct
holding FLNT Common Stock 20.2K Jul 9, 2024 Held by The Ryan Schulke 2020 Grantor Retained Annuity Trust F1
holding FLNT Common Stock 150K Jul 9, 2024 2022 Ryan Schulke Grantor Retained Annuity Trust F2
holding FLNT Common Stock 333K Jul 9, 2024 RSMC Partners LLC F3
holding FLNT Common Stock 103K Jul 9, 2024 The Schulke Inn Family Foundation Trust in which the Reporting Person serves as a Co-Trustee F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FLNT Pre-Funded Warrant Options Exercise $0 -1.74M -100% $0.00* 0 Jul 9, 2024 Common Stock 1.74M $0.00 Direct F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person is the Trustee of the 2020 GRAT.
F2 The Reporting Person is the Grantor of the 2022 GRAT.
F3 The Reporting Person is a member of RSMC Partners LLC.
F4 The reporting person is the Co-Trustee of The Schulke Inn Family Foundation Trust.
F5 The Pre-Funded Warrants became immediately exercisable after stockholder approval of the offering of the Issuer's Pre-Funded Warrants, which approval was obtained on July 2, 2024. The binding agreement for the transaction was entered into on May 13, 2024.
F6 The Pre-Funded Warrants will terminate when exercised in full.