James R. Anderson - May 22, 2024 Form 4 Insider Report for LATTICE SEMICONDUCTOR CORP (LSCC)

Role
President, CEO, Director
Signature
/s/ Tracy Feanny, Attorney in Fact For: James Robert Anderson
Stock symbol
LSCC
Transactions as of
May 22, 2024
Transactions value $
-$5,379,779
Form type
4
Date filed
5/24/2024, 01:15 PM
Previous filing
May 20, 2024
Next filing
Jun 4, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Ownership Footnotes
transaction LSCC Common Stock Options Exercise $247 K +30 K +3.95% $8.24 789 K May 22, 2024 Direct
transaction LSCC Common Stock Sale -$914 K -12.2 K -1.55% $74.62 777 K May 22, 2024 Direct F1, F2
transaction LSCC Common Stock Sale -$1.28 M -17 K -2.19% $75.43 760 K May 22, 2024 Direct F1, F3
transaction LSCC Common Stock Sale -$56.5 K -743 -0.1% $76.08 759 K May 22, 2024 Direct F1, F4
transaction LSCC Common Stock Sale -$933 K -12.4 K -1.63% $75.51 747 K May 23, 2024 Direct F1, F5
transaction LSCC Common Stock Sale -$1.74 M -22.8 K -3.05% $76.16 724 K May 23, 2024 Direct F1, F6
transaction LSCC Common Stock Sale -$689 K -8.88 K -1.23% $77.57 715 K May 23, 2024 Direct F1, F7
transaction LSCC Common Stock Sale -$16.3 K -209 -0.03% $78.05 715 K May 23, 2024 Direct F1, F8

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LSCC Non-Qualified Stock Option (right to buy) Options Exercise $0 -30 K -20.78% $0.00 114 K May 22, 2024 Common Stock 30 K $8.24 Direct

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 05-25-2023.
F2 This transaction was executed in multiple trades at prices ranging from $73.99 to $74.96. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F3 This transaction was executed in multiple trades at prices ranging from $74.99 to $75.97. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F4 This transaction was executed in multiple trades at prices ranging from $76.02 to $76.11. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F5 This transaction was executed in multiple trades at prices ranging from $74.84 to $75.83. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F6 This transaction was executed in multiple trades at prices ranging from $75.84 to $76.56. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F7 This transaction was executed in multiple trades at prices ranging from $76.94 to $77.93. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F8 This transaction was executed in multiple trades at prices ranging from $78.05 to $78.06. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.