James Robert Anderson - 22 May 2024 Form 4 Insider Report for LATTICE SEMICONDUCTOR CORP (LSCC)

Signature
/s/ Tracy Feanny, Attorney in Fact For: James Robert Anderson
Issuer symbol
LSCC
Transactions as of
22 May 2024
Net transactions value
-$5,379,779
Form type
4
Filing time
24 May 2024, 13:15:59 UTC
Previous filing
20 May 2024
Next filing
04 Jun 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LSCC Common Stock Options Exercise $247,200 +30,000 +4% $8.24 789,286 22 May 2024 Direct
transaction LSCC Common Stock Sale $914,020 -12,249 -1.6% $74.62 777,037 22 May 2024 Direct F1, F2
transaction LSCC Common Stock Sale $1,282,913 -17,008 -2.2% $75.43 760,029 22 May 2024 Direct F1, F3
transaction LSCC Common Stock Sale $56,527 -743 -0.1% $76.08 759,286 22 May 2024 Direct F1, F4
transaction LSCC Common Stock Sale $933,077 -12,357 -1.6% $75.51 746,929 23 May 2024 Direct F1, F5
transaction LSCC Common Stock Sale $1,735,229 -22,784 -3.1% $76.16 724,145 23 May 2024 Direct F1, F6
transaction LSCC Common Stock Sale $688,899 -8,881 -1.2% $77.57 715,264 23 May 2024 Direct F1, F7
transaction LSCC Common Stock Sale $16,312 -209 -0.03% $78.05 715,055 23 May 2024 Direct F1, F8

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LSCC Non-Qualified Stock Option (right to buy) Options Exercise $0 -30,000 -21% $0.000000 114,363 22 May 2024 Common Stock 30,000 $8.24 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 05-25-2023.
F2 This transaction was executed in multiple trades at prices ranging from $73.99 to $74.96. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F3 This transaction was executed in multiple trades at prices ranging from $74.99 to $75.97. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F4 This transaction was executed in multiple trades at prices ranging from $76.02 to $76.11. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F5 This transaction was executed in multiple trades at prices ranging from $74.84 to $75.83. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F6 This transaction was executed in multiple trades at prices ranging from $75.84 to $76.56. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F7 This transaction was executed in multiple trades at prices ranging from $76.94 to $77.93. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F8 This transaction was executed in multiple trades at prices ranging from $78.05 to $78.06. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.