Tsu Te Huang - 22 May 2024 Form 4 Insider Report for RBB Bancorp (RBB)

Role
EVP
Signature
/s/ Tsu Te Huang
Issuer symbol
RBB
Transactions as of
22 May 2024
Net transactions value
$0
Form type
4
Filing time
23 May 2024, 13:52:54 UTC
Previous filing
23 Feb 2024
Next filing
19 Dec 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RBB Common Stock, No Par Value Other $0 -204,488 -93% $0.000000 14,344 22 May 2024 Direct F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding RBB Restricted Stock Units 398 22 May 2024 Restricted Stock Units 398 $0.000000 Direct F1, F2
holding RBB Restricted Stock Units 1,319 22 May 2024 Restricted Stock Units 1,319 $0.000000 Direct F2, F3
holding RBB Restricted Stock Units 2,231 22 May 2024 Restricted Stock Units 2,231 $0.000000 Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These restricted stock units vest in three equal annual installments beginning one year after the 01/19/2022 date of grant.
F2 There will be no expiration date once restricted stock units vest.
F3 These restricted stock units vest in three equal annual installments beginning one year after the 01/18/2023 date of grant.
F4 These restricted stock units vest in three equal annual installments beginning one year after the 02/21/2024 date of grant.
F5 The reporting person is trustee of the Hsin-Lee Lin and Ling Huei T Lin 2012 Irrevocable Trust, the beneficiaries of which are not members of the reporting person's immediate family. On May 22, 2024, the reporting person caused the trust to distribute 204,488 shares of RBB common stock to the beneficiaries of the trust. The reporting person disclaims beneficial ownership of the securities held by the trust except to the extent of his pecuniary interest therein.