Chuang I. Lin - 16 May 2024 Form 4 Insider Report for RBB Bancorp (RBB)

Role
Director
Signature
/s/ Chuang-I Lin
Issuer symbol
RBB
Transactions as of
16 May 2024
Net transactions value
$0
Form type
4
Filing time
17 May 2024, 19:36:35 UTC
Previous filing
19 Jan 2024
Next filing
20 May 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RBB Common Stock, No Par Value Options Exercise $0 +900 +3.3% $0.000000 27,876 16 May 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RBB Restricted Stock Units Options Exercise $0 -900 -56% $0.000000 700 16 May 2024 Restricted Stock Units 1,600 $0.000000 Direct F4, F5
holding RBB Option (right to buy) 10,250 16 May 2024 Common Stock 10,250 $13.21 Direct F1
holding RBB Option (right to buy) 10,000 16 May 2024 Common Stock 10,000 $17.08 Direct F2
holding RBB Option (right to buy) 10,000 16 May 2024 Common Stock 10,000 $18.25 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These options vest in three equal annual installments beginning one year after the 05/21/2014 date of grant.
F2 These options vest in three equal annual installments beginning one year after the 05/20/2015 date of grant.
F3 These options vest in three equal annual installments beginning one year after the 05/17/2016 date of grant.
F4 There will be no expiration date once restricted stock units vest.
F5 These restricted stock units vest in two installments: 900 immediately vested on the date of grant and 700 vest in one year from the date of grant.