James Kao - May 16, 2024 Form 4 Insider Report for RBB Bancorp (RBB)

Role
Director
Signature
/s/ James Kao
Stock symbol
RBB
Transactions as of
May 16, 2024
Transactions value $
$0
Form type
4
Date filed
5/17/2024, 07:21 PM
Previous filing
Mar 18, 2024
Next filing
Jun 17, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RBB Common Stock, No Par Value Purchase $0 +5.45K +1.02% $0.00 542K May 16, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RBB Restricted Stock Units Options Exercise $0 -5.45K -88.61% $0.00 700 May 16, 2024 Restricted Stock Units 6.15K $0.00 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 There will be no expiration date once restricted stock units vest.
F2 These restricted stock units vest in two installments: 5,447 immediately vested on the date of grant and 700 vest in one year from the date of grant.

Remarks:

Reporting person received 1,600 restricted stock units, of which 900 vested immediately and 700 are to vest one year from the date of grant. In addition, reporting person received 4,547 of restricted stock units, which vested immediately.