Key facts
- This page summarizes Gregory Sousa's Form 4 filing for Orange County Bancorp, Inc. /DE/ (OBT).
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 17 May 2024, 16:01.
Gregory Sousa - 15 May 2024 Form 4 Insider Report for Orange County Bancorp, Inc. /DE/ (OBT)
- Reporting relationship
- EVP and Deputy CLO
- Issuer ticker
- OBT
- Reported as of
- 15 May 2024
- Net transaction value
- -$31,416
- SEC form
- 4
- Accepted by SEC
- 17 May 2024, 16:01:13 UTC
- Prior SEC filing
- 14 May 2024
- Next SEC filing
- 17 Jun 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Jennifer Staub, pursuant to power of attorney
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Gregory Sousa filed Form 4 for Orange County Bancorp, Inc. /DE/ (OBT) on 17 May 2024.
Change
- Previous filing in this sequence was filed on 14 May 2024.
- Current net transaction value: -$31,416.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
OBT
transaction
Common Stock
Sale
- Transaction value
- $10,395
- Shares
- -210
- Change %
- -3.8%
- Price
- $49.50
- Shares after
- 5,347
- Date
- 15 May 2024
- Ownership
- Direct
- Footnotes
- F1, F2, F3, F4
OBT
transaction
Common Stock
Sale
- Transaction value
- $21,021
- Shares
- -429
- Change %
- -8%
- Price
- $49.00
- Shares after
- 4,918
- Date
- 15 May 2024
- Ownership
- Direct
- Footnotes
- F1, F2, F3, F4
OBT
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,530
- Date
- 15 May 2024
- Ownership
- By 401(k)
- Footnotes
- F5
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
OBT
holding
Derivative
Phantom Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,174
- Date
- 15 May 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 1,174
- Exercise price
- Footnotes
- F6
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 6 footnotes
Footnote F1
Includes restricted stock units which vest at a rate of 1/3 per year commencing on September 21, 2022.
Footnote F2
Includes restricted stock units which vest at a rate of 1/3 per year commencing on February 15, 2023.
Footnote F3
Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 11, 2024.
Footnote F4
Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 21, 2025.
Footnote F5
Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
Footnote F6
Represents deemed investments in connection with the Performance-Based SERP. Phantom stock interests under the Performance-Based SERP may be settled in shares of Company stock upon distribution to the reporting person, based on their prior election.