Judd Merrill - 14 May 2024 Form 4 Insider Report for Aqua Metals, Inc. (AQMS)

Role
Chief Financial Officer
Signature
/s/ Judd Merrill
Issuer symbol
AQMS
Transactions as of
14 May 2024
Net transactions value
+$15,000
Form type
4
Filing time
16 May 2024, 20:12:46 UTC
Previous filing
03 Jan 2024
Next filing
03 Jul 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AQMS Common Stock Purchase $14,625 +37,500 +1.8% $0.3900 2,076,416 14 May 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AQMS Non-Redeemable Common Stock Purchase Warrant Purchase $375 +37,500 $0.0100* 37,500 14 May 2024 Common Stock 37,500 $0.3900 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 1,174,174 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable.