Dennis Charles Sauter Jr - May 8, 2024 Form 4 Insider Report for NexPoint Real Estate Finance, Inc. (NREF)

Role
General Counsel
Signature
/s/ Brian Mitts, as attorney-in-fact for Dennis Charles Sauter Jr
Stock symbol
NREF
Transactions as of
May 8, 2024
Transactions value $
-$9,432
Form type
4
Date filed
5/9/2024, 04:32 PM
Previous filing
Apr 8, 2024
Next filing
May 14, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NREF Common Stock Options Exercise +1.45K +7.77% 20K May 8, 2024 Direct F1
transaction NREF Common Stock Tax liability -$9.43K -689 -3.44% $13.69 19.4K May 8, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NREF Restricted Stock Units Options Exercise $0 -1.45K -100% $0.00* 0 May 8, 2024 Common Stock 1.46K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.
F2 On June 24, 2020, the reporting person was granted 5,780 restricted stock units. The restricted stock units vested one-fourth on June 24, 2021, one-fourth on May 8, 2022, one-fourth on May 8, 2023, and one-fourth on May 8, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.