Robert Anderson - May 6, 2024 Form 4 Insider Report for USCB FINANCIAL HOLDINGS, INC. (USCB)

Role
Executive VP and CFO
Signature
/s/ Robert Anderson
Stock symbol
USCB
Transactions as of
May 6, 2024
Transactions value $
$72,870
Form type
4
Date filed
5/7/2024, 01:51 PM
Previous filing
May 1, 2024
Next filing
May 17, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction USCB Class A Voting Common Stock Purchase $35.7K +3K +4.39% $11.91 71.4K May 6, 2024 Direct F1
transaction USCB Class A Voting Common Stock Purchase $37.1K +3K +4.2% $12.38 74.4K May 7, 2024 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding USCB Options to Purchase Class A Voting Common Stock 30K May 6, 2024 Class A Voting Common Stock 30K $8.75 Direct F4
holding USCB Options to Purchase Class A Voting 60K May 6, 2024 Class A Voting Common Stock 60K $12.05 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $11.47 to $11.99, inclusive. The reporting person undertakes to provide to USCB Financial Holdings, Inc. ("USCB"), any securities holder of USCB, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F2 The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $12.12 to $12.45, inclusive. The reporting person undertakes to provide to USCB, any securities holder of USCB, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F3 Includes 4,127 shares of restricted stock which vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 1/22/2024, and 5,367 shares of restricted stock which vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 3/8/2023.
F4 The options vested at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 9/10/2020.
F5 The options vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 9/27/2021.