| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | UBI | Common Stock | Award | $1,500 | +10,000 | +0.78% | $0.1500* | 1,286,217 | 01 May 2024 | By wife | F1, F2 |
| transaction | UBI | Common Stock | Award | $3,458 | +23,055 | +29% | $0.1500* | 103,055 | 01 May 2024 | Direct | F2 |
| transaction | UBI | Common Stock | Award | $4,500 | +30,000 | +8.2% | $0.1500* | 394,666 | 01 May 2024 | By superannuation fund | F2, F3 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | UBI | Performance Rights | 2,500,000 | 01 May 2024 | Common Stock | 2,500,000 | Direct | F4 | ||||||
| holding | UBI | Performance Rights | 1,250,000 | 01 May 2024 | Common Stock | 1,250,000 | Direct | F5 | ||||||
| holding | UBI | Stock Option (Right to Buy) | 2,364,667 | 01 May 2024 | Common Stock | 2,364,667 | $0.2500 | Direct | F2, F6 | |||||
| holding | UBI | Stock Option (Right to Buy) | 1,364,667 | 01 May 2024 | Common Stock | 1,364,667 | $0.3000 | Direct | F2, F6 | |||||
| holding | UBI | Stock Option (Right to Buy) | 1,000,000 | 01 May 2024 | Common Stock | 1,000,000 | $0.3000 | By superannuation fund | F2, F6 |
| Id | Content |
|---|---|
| F1 | The reporting person disclaims beneficial ownership of the shares held by his wife except to the extent of his pecuniary interest therein, and this report should not be deemed an admission that the reporting person is the beneficial owner of his wife's shares for purposes of Section 16 or for any other purpose. |
| F2 | The price reported is stated in Australian dollars. |
| F3 | The reporting person disclaims beneficial ownership of the shares held by his superannuation except to the extent of his pecuniary interest therein, and this report should not be deemed an admission that the reporting person is the beneficial owner of his superannuation funds shares for purposes of Section 16 or for any other purpose. |
| F4 | Each performance right represents a contingent right to receive one share of common stock of Universal Biosensors, Inc. ("UBI"). The performance rights vest upon, among other triggers, UBI's market capitalization having achieved a specified threshold. |
| F5 | Each performance right represents a contingent right to receive one share of common stock of UBI. The performance rights vest upon a change of control transaction with a value greater a specified threshold. |
| F6 | These options are fully vested and became exercisable after September 24, 2020. |