Anthony C. J. Fernando - 21 Apr 2024 Form 4 Insider Report for ASENSUS SURGICAL, INC.

Role
President and CEO, Director
Signature
/s/ Joshua Weingard as attorney-in-fact for Anthony Fernando
Issuer symbol
N/A
Transactions as of
21 Apr 2024
Net transactions value
-$29,857
Form type
4
Filing time
23 Apr 2024, 17:46:30 UTC
Previous filing
06 Feb 2024
Next filing
22 Aug 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ASXC Common Stock Options Exercise $0 +271,739 +13% $0.000000 2,318,332 21 Apr 2024 Direct
transaction ASXC Common Stock Tax liability $29,857 -119,429 -5.2% $0.2500 2,198,903 21 Apr 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ASXC Restricted Stock Units Options Exercise $0 -271,739 -100% $0.000000* 0 21 Apr 2024 Common Stock 271,739 $0.000000 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction represents the payment of a tax liability on the lapse of forfeiture restrictions on a derivative security and acquisition of the underlying shares.
F2 Each restricted stock unit ("RSU") represents the right to receive one share of the Registrant's common stock.
F3 Lapse of forfeiture restrictions on an award of RSUs granted on April 21, 2023.