Anthony Fernando - Apr 21, 2024 Form 4 Insider Report for ASENSUS SURGICAL, INC. (ASXC)

Role
President and CEO, Director
Signature
/s/ Joshua Weingard as attorney-in-fact for Anthony Fernando
Stock symbol
ASXC
Transactions as of
Apr 21, 2024
Transactions value $
-$29,857
Form type
4
Date filed
4/23/2024, 05:46 PM
Previous filing
Feb 6, 2024
Next filing
Aug 22, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ASXC Common Stock Options Exercise $0 +272K +13.28% $0.00 2.32M Apr 21, 2024 Direct
transaction ASXC Common Stock Tax liability -$29.9K -119K -5.15% $0.25 2.2M Apr 21, 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ASXC Restricted Stock Units Options Exercise $0 -272K -100% $0.00* 0 Apr 21, 2024 Common Stock 272K $0.00 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction represents the payment of a tax liability on the lapse of forfeiture restrictions on a derivative security and acquisition of the underlying shares.
F2 Each restricted stock unit ("RSU") represents the right to receive one share of the Registrant's common stock.
F3 Lapse of forfeiture restrictions on an award of RSUs granted on April 21, 2023.