Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | GUER | Common Stock | Purchase | $84.6K | +33.8K | +3.7% | $2.50 | 948K | Mar 28, 2024 | Direct | |
holding | GUER | Common Stock | 63K | Mar 28, 2024 | By Trust | F1 | |||||
holding | GUER | Common Stock | 63K | Mar 28, 2024 | By Trust | F2 | |||||
holding | GUER | Common Stock | 63K | Mar 28, 2024 | By Trust | F3 | |||||
holding | GUER | Common Stock | 476 | Mar 28, 2024 | Held by Spouse |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | GUER | Restricted Stock Unit | Award | +35.4K | 35.4K | Jan 30, 2024 | Common Stock | 35.4K | Direct | F4, F10, F13 | ||||
transaction | GUER | Warrant | Purchase | +33.8K | 33.8K | Mar 28, 2024 | Common Stock | 33.8K | $2.50 | Direct | F14 | |||
holding | GUER | Restricted Stock Unit | 512 | Mar 28, 2024 | Common Stock | 512 | Held by Spouse | F4, F6, F10 | ||||||
holding | GUER | Restricted Stock Unit | 89 | Mar 28, 2024 | Common Stock | 89 | Held by Spouse | F4, F7, F10 | ||||||
holding | GUER | Restricted Stock Unit | 8.33K | Mar 28, 2024 | Common Stock | 8.33K | Direct | F4, F8, F10 | ||||||
holding | GUER | Restricted Stock Unit | 1.39K | Mar 28, 2024 | Common Stock | 1.39K | Direct | F4, F9, F10 | ||||||
holding | GUER | Stock Option | 1.48K | Mar 28, 2024 | Common Stock | 1.48K | $1.44 | Held by Spouse | F11 | |||||
holding | GUER | Stock Option | 640 | Mar 28, 2024 | Common Stock | 640 | $1.92 | Held by Spouse | F11 | |||||
holding | GUER | Stock Option | 1.48K | Mar 28, 2024 | Common Stock | 1.48K | $2.22 | Held by Spouse | F11 | |||||
holding | GUER | Stock Option | 1.33K | Mar 28, 2024 | Common stock | 1.33K | $3.18 | Held by Spouse | F11 | |||||
holding | GUER | Restricted Stock Unit | 16.7K | Mar 28, 2024 | Common Stock | 16.7K | Direct | F4, F5, F10 | ||||||
holding | GUER | Restricted Stock Unit | 2.5K | Mar 28, 2024 | Common Stock | 2.5K | Held by Spouse | F4, F10, F12 |
Id | Content |
---|---|
F1 | Shares held of record by the 2021 Irrevocable Trust for Patrick Joseph Pratt u/a dated June 7, 2021, for the benefit of Reporting Person's child. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities on this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 of the Exchange Act or for any other purpose. |
F2 | Shares held of record by the 2021 Irrevocable Trust for Rachel Katherin Pratt u/a dated June 7, 2021, for the benefit of Reporting Person's child. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities on this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 of the Exchange Act or for any other purpose. |
F3 | Shares held of record by the 2021 Irrevocable Trust for Nikolas Ryan Pratt u/a dated June 7, 2021, for the benefit of Reporting Person's child. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities on this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 of the Exchange Act or for any other purpose. |
F4 | Each restricted stock unit represents a contingent right to receive one share of common stock upon vesting of the unit. |
F5 | The restricted stock units vest as follows: (i) 8,333 on 1/1/2025; and (ii) 8,334 on 1/1/2026, in each case subject to the Reporting Person's continued service through the applicable vesting date. |
F6 | The restricted stock units vest as follows: (i) 256 on 5/4/2024; and (ii) 256 on 5/4/2025, in each case subject to the Reporting Person's continued service through the applicable vesting date. |
F7 | The restricted stock units vest as follows: (i) 89 on 2/21/2025, in each case subject to the Reporting Person's continued service through the applicable vesting date. |
F8 | The restricted stock units vest as follows: (i) 8,334 on 1/1/2025, in each case subject to the Reporting Person's continued service through the applicable vesting date. |
F9 | The restricted stock units vest as follows: (i) 1,389 on 1/1/2025, in each case subject to the Reporting Person's continued service through the applicable vesting date. |
F10 | No expiration date. |
F11 | The options are fully vested and exercisable. |
F12 | The restricted stock units vest as follows: (i) 833 on 8/21/2024; (ii) 833 on 8/21/2025; and (iii) 834 on 8/21/2026, in each case subject to the Reporting Person's continued service through the applicable vesting date. |
F13 | The restricted stock units vest as follows: (i) 11,792 on 1/1/2025; (ii) 11,792 on 1/1/2026; and (iii) 11,793 on 1/1/2027, in each case subject to the Reporting Person's continued service through the applicable vesting date. |
F14 | In connection with the conversion of existing debt, the reporting person purchased 33,822 units (the "Units"), each Unit consisting of one (1) share of the Company's common stock and one (1) warrant to purchase one share of Common Stock. The purchase price of each Unit was $2.50 per Unit. |