Robert Groesbeck - Mar 22, 2024 Form 4 Insider Report for Planet 13 Holdings Inc. (PLNH)

Role
Co-CEO, Director, 10%+ Owner
Signature
/s/ Robert Groesbeck
Stock symbol
PLNH
Transactions as of
Mar 22, 2024
Transactions value $
-$65,177
Form type
4
Date filed
3/26/2024, 01:51 PM
Previous filing
May 26, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PLNH Common Stock Options Exercise $146K +281K +29.35% $0.52 1.24M Mar 22, 2024 Direct
transaction PLNH Common Stock Tax liability -$65.2K -126K -10.13% $0.52 1.11M Mar 22, 2024 Direct
holding PLNH Common Stock 7.6M Mar 22, 2024 by PRMN Investments Ltd.
holding PLNH Common Stock 30.4M Mar 22, 2024 by RAG Holdings LLC

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PLNH Restricted Stock Units Options Exercise -$146K -281K -100% $0.52 0 Mar 22, 2024 Common Stock 281K $0.52 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of Restricted Stock Units ("RSU"). Each RSU represents the right to receive one share of Common Stock.