Lee Fraser - 22 Mar 2024 Form 4 Insider Report for Planet 13 Holdings Inc. (PLNH)

Role
Chief Administrative Officer, Director
Signature
/s/ Lee Fraser
Issuer symbol
PLNH
Transactions as of
22 Mar 2024
Net transactions value
-$45,000
Form type
4
Filing time
26 Mar 2024, 11:29:55 UTC
Previous filing
18 May 2023
Next filing
02 Apr 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PLNH Common Stock Options Exercise $100,000 +185,185 $0.5400 185,185 22 Mar 2024 Direct
transaction PLNH Common Stock Tax liability $45,000 -83,333 -45% $0.5400 101,852 22 Mar 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PLNH Restricted Stock Units Award +185,185 0 22 Mar 2024 Common Stock 185,185 Direct F1, F2
transaction PLNH Restricted Stock Units Options Exercise $100,000 -185,185 -100% $0.5400 0 22 Mar 2024 Common Stock 185,185 $0.5400 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of Restricted Stock Units ("RSU"). Each RSU represents the right to receive one share of Common Stock.
F2 The exercise price is determined on the day prior to each vesting date. These RSUs vested immediately upon grant.