Lee Fraser - Mar 22, 2024 Form 4 Insider Report for Planet 13 Holdings Inc. (PLNH)

Role
Chief Administrative Officer, Director
Signature
/s/ Lee Fraser
Stock symbol
PLNH
Transactions as of
Mar 22, 2024
Transactions value $
-$45,000
Form type
4
Date filed
3/26/2024, 11:29 AM
Previous filing
May 18, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PLNH Common Stock Options Exercise $100K +185K $0.54 185K Mar 22, 2024 Direct
transaction PLNH Common Stock Tax liability -$45K -83.3K -45% $0.54 102K Mar 22, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PLNH Restricted Stock Units Award +185K 0 Mar 22, 2024 Common Stock 185K Direct F1, F2
transaction PLNH Restricted Stock Units Options Exercise -$100K -185K -100% $0.54 0 Mar 22, 2024 Common Stock 185K $0.54 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of Restricted Stock Units ("RSU"). Each RSU represents the right to receive one share of Common Stock.
F2 The exercise price is determined on the day prior to each vesting date. These RSUs vested immediately upon grant.