Luis De La Aguilera - Mar 8, 2024 Form 4 Insider Report for USCB FINANCIAL HOLDINGS, INC. (USCB)

Role
President and CEO, Director
Signature
/s/ Robert Anderson by P.O.A. for Luis de la Aguilera
Stock symbol
USCB
Transactions as of
Mar 8, 2024
Transactions value $
-$26,091
Form type
4
Date filed
3/11/2024, 01:24 PM
Previous filing
Jan 24, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction USCB Class A Voting Common Stock Tax liability -$26.1K -2.34K -2.51% $11.15 90.9K Mar 8, 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding USCB Stock Option (Right to Buy) 40K Mar 8, 2024 Common Stock 40K $7.50 Direct F2
holding USCB Stock Option (Right to Buy) 40K Mar 8, 2024 Common Stock 40K $11.35 Direct F3
holding USCB Stock Option (Right to Buy) 160K Mar 8, 2024 Common Stock 160K $12.05 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 12,136 shares of restricted stock which vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 1/22/2024, and 15,785 shares of restricted stock which vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 3/8/2023.
F2 The stock options vested at the rate of 25% per year commencing on April 1, 2017.
F3 The stock options are vested at the rate of one-third per year commencing on September 23, 2020.
F4 The stock options are vesting at the rate of one-third per year commencing on September 27, 2022.