Oscar Gomez - Mar 8, 2024 Form 4 Insider Report for USCB FINANCIAL HOLDINGS, INC. (USCB)

Role
Executive VP, Global Banking
Signature
/s/ Robert Anderson by P.O.A. for Oscar Gomez
Stock symbol
USCB
Transactions as of
Mar 8, 2024
Transactions value $
-$5,999
Form type
4
Date filed
3/11/2024, 01:21 PM
Previous filing
Jan 24, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction USCB Class A Voting Common Stock Tax liability -$6K -538 -5.54% $11.15 9.17K Mar 8, 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding USCB Options to Purchase Class A Voting Stock 20K Mar 8, 2024 Class A Voting Common Stock 20K $12.05 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 2,872 shares of restricted stock which vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 1/22/2024, and 3,626 shares of restricted stock which vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 3/8/2023.
F2 The options vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 9/27/2021.