Mark Raymond Gerke - Mar 6, 2024 Form 4 Insider Report for Waterstone Financial, Inc. (WSBF)

Signature
/s/ William F. Bruss , pursuant to power of attorney
Stock symbol
WSBF
Transactions as of
Mar 6, 2024
Transactions value $
-$6,792
Form type
4
Date filed
3/8/2024, 04:25 PM

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WSBF Common Stock Award $0 +1.57K +5.79% $0.00 28.6K Mar 6, 2024 Direct F2
transaction WSBF Common Stock Tax liability -$6.79K -559 -1.95% $12.15 28.1K Mar 6, 2024 Direct
holding WSBF Common Stock 32.6K Mar 6, 2024 By ESOP F1
holding WSBF Common Stock 1.76K Mar 6, 2024 By 401(k) F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding WSBF Stock Options 5K Mar 6, 2024 Common Stock 5K $12.75 Direct
holding WSBF Stock Options 10K Mar 6, 2024 Common Stock 10K $14.98 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
F2 On March 6, 2021 the reporting person was granted 1,807 shares of restricted stock subject to a three-year cliff vesting schedule and subject to the satisfaction of certain performance criteria. On March 6, 2024, 1,568 shares vested and were transferred to the executive.