Mark Raymond Gerke - 06 Mar 2024 Form 4 Insider Report for Waterstone Financial, Inc. (WSBF)

Role
CFO / Sr. Vice President
Signature
/s/ William F. Bruss , pursuant to power of attorney
Issuer symbol
WSBF
Transactions as of
06 Mar 2024
Net transactions value
-$6,792
Form type
4
Filing time
08 Mar 2024, 16:25:20 UTC
Next filing
03 Mar 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WSBF Common Stock Award $0 +1,568 +5.8% $0.000000 28,631 06 Mar 2024 Direct F2
transaction WSBF Common Stock Tax liability $6,792 -559 -2% $12.15 28,072 06 Mar 2024 Direct
holding WSBF Common Stock 32,604 06 Mar 2024 By ESOP F1
holding WSBF Common Stock 1,761 06 Mar 2024 By 401(k) F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding WSBF Stock Options 5,000 06 Mar 2024 Common Stock 5,000 $12.75 Direct
holding WSBF Stock Options 10,000 06 Mar 2024 Common Stock 10,000 $14.98 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
F2 On March 6, 2021 the reporting person was granted 1,807 shares of restricted stock subject to a three-year cliff vesting schedule and subject to the satisfaction of certain performance criteria. On March 6, 2024, 1,568 shares vested and were transferred to the executive.