Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | SGRP | Common Stock, $.01 par value | Options Exercise | +284K | +9.6% | 3.25M | Oct 4, 2023 | Direct | F1, F2 | ||
transaction | SGRP | Common Stock, $.01 par value | Options Exercise | +244K | +7.5% | 3.49M | Nov 10, 2023 | Direct | F1, F2 | ||
holding | SGRP | Common Stock, $.01 par value | 3M | Oct 4, 2023 | By Innovative Global Technologies LLC. | F3 | |||||
holding | SGRP | Common Stock, $.01 par value | 1.22M | Oct 4, 2023 | By SPAR Business Services, Inc. (SBS). | F4 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | SGRP | Series B Preferred Stock, $.01 par value | Options Exercise | $0 | -189K | -53.85% | $0.00 | 162K | Oct 4, 2023 | Series B Preferred Stock, $.01 par value | 189K | Direct | F5, F6, F7, F8 | |
transaction | SGRP | Series B Preferred Stock, $.01 par value | Options Exercise | $0 | -162K | -100% | $0.00* | 0 | Nov 10, 2023 | Series B Preferred Stock, $.01 par value | 162K | Direct | F5, F6, F7 |
Id | Content |
---|---|
F1 | Acquisition of Common Stock from SPAR Group, Inc. (the "Issuer"), as a result of the vesting and conversion of the convertible preferred shares received from the Issuer pursuant to Change of Control, Voting and Restricted Stock Agreement, by and among the Issuer, Robert G. Brown, William H. Bartels and others, as reported in the Issuer's Current Report on Form 8-K filed January 28, 2022. |
F2 | Includes any shares in any defined benefit plan paying Robert G. Brown a pension. |
F3 | Robert G. Brown is a Manager of Innovative Global Technologies LLC. |
F4 | Robert G. Brown is the controlling officer/director and a significant stockholder of SPAR Business Services, Inc. (SBS). |
F5 | Series B Preferred Stock are automatically convertible into the Common Stock on a 1 for 1.5 basis upon vesting. |
F6 | Vests according to schedule in Change of Control, Voting and Restricted Stock Agreement, by and among SPAR Group, Inc., Robert G. Brown, William H. Bartels and others, as reported in SPAR Group, Inc.'s Current Report on Form 8-K filed January 28, 2022. |
F7 | Not applicable. |
F8 | Acquisition of Series B Preferred Stock pursuant to Change of Control, Voting and Restricted Stock Agreement, by and among SPAR Group, Inc., Robert G. Brown, William H. Bartels and others, as reported in SPAR Group, Inc.'s Current Report on Form 8-K filed January 28, 2022. |