Michael J. Pacyna Jr - Feb 16, 2024 Form 4 Insider Report for FIDELITY D & D BANCORP INC (FDBC)

Role
Executive VP & CLO
Signature
/s/ John Pash
Stock symbol
FDBC
Transactions as of
Feb 16, 2024
Transactions value $
$14,145
Form type
4
Date filed
2/29/2024, 07:39 PM
Previous filing
Jun 22, 2023
Next filing
Mar 27, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FDBC Common Stock Sale -$18.3K -370 -4.14% $49.47 8.56K Feb 16, 2024 Direct F1
transaction FDBC Common Stock, Restricted Award $32.4K +691 +8.07% $46.96 9.25K Feb 20, 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding FDBC Stock Appreciation Rights 6.66K Feb 16, 2024 Common Stock 6.66K Direct F3, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Surrender of shares to cover payroll taxes on vested restricted stock.
F2 The award has a 0%, 0% and 100% three year cliff vesting schedule. The award shall be fully vested on February 20, 2027.
F3 2016 Grant = $21.60, 2017 Grant = $26.17, 2018 Grant = $49.50 and 2019 Grant = $59.70.
F4 All stock appreciation rights have vested.
F5 The stock appreciation rights expire as follows: 2/1/2026 for the 2016 grant, 2/6/2027 for the 2017 grant, 2/5/2028 for the 2018 grant and 2/4/2029 for the 2019 grant.