Ori Lev - 28 Feb 2024 Form 4 Insider Report for NCS Multistage Holdings, Inc. (NCSM)

Role
Executive VP, GC and Secretary
Signature
/s/ Ori Lev
Issuer symbol
NCSM
Transactions as of
28 Feb 2024
Net transactions value
-$46,592
Form type
4
Filing time
29 Feb 2024, 16:48:51 UTC
Previous filing
03 Mar 2023
Next filing
08 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NCSM Common Stock Options Exercise $0 +2,568 +43% $0.000000 8,600 28 Feb 2024 Direct F1
transaction NCSM Common Stock Tax liability $38,263 -2,568 -30% $14.90 6,032 28 Feb 2024 Direct F1
transaction NCSM Common Stock Disposed to Issuer $8,329 -559 -9.3% $14.90 5,473 28 Feb 2024 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NCSM Equivalent Stock Units Options Exercise $0 -2,568 -43% $0.000000 3,344 28 Feb 2024 Common Stock 2,568 Direct F1, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Equivalent stock units vested on February 28, 2024 and settled for cash.
F2 These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units.
F3 Includes 595 restricted stock units which vest on February 28, 2025 and 1,372 restricted stock units which vest in two equal annual installments beginning on February 28, 2025.
F4 These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee.
F5 Includes 595 equivalent stock units which vest on February 28, 2025 and 2,749 equivalent stock units which vest in two equal annual installments beginning on February 28, 2025.