David Richard Morris - 21 Feb 2024 Form 4 Insider Report for RBB Bancorp (RBB)

Role
CEO, Director
Signature
/s/ David Morris
Issuer symbol
RBB
Transactions as of
21 Feb 2024
Net transactions value
$0
Form type
4
Filing time
23 Feb 2024, 17:53:35 UTC
Previous filing
22 Jan 2024
Next filing
22 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding RBB Common Stock, No Par Value 37,723 21 Feb 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding RBB Option (right to buy) 9,000 21 Feb 2024 Common Stock 9,000 $20.55 Direct F1
holding RBB Restricted Stock Units 767 21 Feb 2024 Restricted Stock Units 767 $0.000000 Direct F2, F3
holding RBB Restricted Stock Units 5,204 21 Feb 2024 Restricted Stock Units 5,204 $0.000000 Direct F3, F4
holding RBB Restricted Stock Units 6,675 21 Feb 2024 Restricted Stock Units 6,675 $0.000000 Direct F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These options vest in three equal annual installments beginning one year after the 01/22/2020 date of grant.
F2 These restricted stock units vest in three equal annual installments beginning one year after the 01/19/2022 date of grant.
F3 There will be no expiration date once restricted stock units vest.
F4 These restricted stock units vest in three equal installments beginning one year after 01/18/2023 date of grant.
F5 These restricted stock units vest in three equal installments beginning one year after 02/21/2024 date of grant.

Remarks:

David Morris was granted 6,675 restricted stock units that will vest in three equal annual installments on 02/21/2025, 02/21/2026, and 02/21/2027.