Stephen Douglass - Feb 21, 2024 Form 4 Insider Report for LATTICE SEMICONDUCTOR CORP (LSCC)

Role
SVP, CTO
Signature
/s/ Tracy Feanny, Attorney in Fact For: Stephen Douglass
Stock symbol
LSCC
Transactions as of
Feb 21, 2024
Transactions value $
-$813,037
Form type
4
Date filed
2/23/2024, 03:46 PM
Previous filing
Feb 21, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LSCC Common Stock Sale -$598K -8.36K -4.94% $71.49 161K Feb 21, 2024 Direct F1, F2
transaction LSCC Common Stock Sale -$209K -2.9K -1.8% $72.03 158K Feb 21, 2024 Direct F1, F3
transaction LSCC Common Stock Sale -$6.42K -86 -0.05% $74.68 158K Feb 22, 2024 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 11-18-2022.
F2 This transaction was executed in multiple trades at prices ranging from $70.82 to $71.81. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F3 This transaction was executed in multiple trades at prices ranging from $71.82 to $72.28. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.